The following study was published under Kehrer Bielan Research & Consulting's previous name. You will see references to Kehrer Saltzman & Associates / "KSA" throughout the text. For more information on Kehrer Bielan Research & Consulting, please visit our website: www.KehrerBielan.com
With enhanced levels of risk management in banks and credit unions, coupled with increasingly restrictive securities regulations, it is not surprising that the cost of compliance and supervision for investment services in financial institutions has increased by one-third in the past three years. But, is this function appropriately resourced? Are the resources being deployed efficiently?