Assessing BD Options: Changing, Building, or Outsourcing Your Broker Dealer

Whether you are looking to change broker dealers, bringing the broker dealer function in house, or assessing whether to maintain your bank-owned BD, Kehrer Bielan has the experience to assist you.  We have helped dozens of firms on the selection of a third party broker dealer (TPM), including drafting RFPs, reviewing proposals, and participating in presentations by the finalists.


For numerous firms that are struggling with the question of whether the investment services business could or should support a broker dealer, we have managed the process of selecting which BD functions to outsource, applying for FINRA registration, and obtaining regulatory approvals.


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Assessing BD Options Consulting Clients

  • Chartway Federal Credit Union
  • CommunityAmerica Credit Union
  • First Bank
  • FirstMerit
  • Independent Bank
  • Navy Federal Credit Union
  • Schools First Credit Union
  • Simmons Bank
  • Tech CU
  • United Nations Credit Union