Apr 27, 2016 | Due Diligence
Throwing Baby Out With The Bathwater? In the wake of the Department of Labor Rule on the Fiduciary Standard, many banks with licensed or registered client-facing banking staff are considering dropping their “platform banker programs.” These firms wonder...
Dec 9, 2015 | Due Diligence
Last week the FDIC issued Financial Institution Letter 29-2015, announcing the revision of its Compliance Examination Manual, the “Bible” that FDIC examiners use to evaluate financial institution compliance with federal consumer protection laws and...
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