Bank BD Operations Survey Preliminary Findings




The preliminary findings from the Bank Broker Dealer Operations Survey provide the average for the following 6 metrics across each function for the first six firms reporting:

  • Operations FTE per Advisor
  • Transactions per Operations FTE
  • Operations Expense Profile by function
  • Operations Expense as a percent of Revenue
  • Operations Expense per Advisor
  • Operations Expense per Transaction 

Additional information

Number of Advisors

Fewer than 75 Advisors, 75 or More Advisors